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2. Registered investment adviser - Wikipedia

   en.wikipedia.org/wiki/Registered_investment_adviser

   Registered investment adviser. A registered investment adviser (RIA) is a firm that is an investment adviser in the United States, registered as such with the Securities and Exchange Commission (SEC) or a state's securities agency. The numerous references to RIAs within the Investment Advisers Act of 1940 popularized the term, which is closely ...

3. Financial adviser - Wikipedia

   en.wikipedia.org/wiki/Financial_adviser

   A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice. In the United States, a financial adviser carries a Series 7 and ...

4. How to find a trusted retirement advisor: Factors to consider ...

   www.aol.com/finance/how-to-find-a-retirement...

   For retirement planning, your advisor may spend between 14 and 20 hours per year. That works out to an annual cost of $4,200 and $6,000. Commission-based fee. A percentage or flat fee per trade ...

5. National Association of Personal Financial Advisors - Wikipedia

   en.wikipedia.org/wiki/National_association_of...

   Website. napfa.org. National Association of Personal Financial Advisors (NAPFA) is an American financial planning trade organization created in 1983 to expand the use of fee-only financial advisors by individual consumers. NAPFA established the first set of professional standards for fee-only financial advisors and has updated them to reflect ...

6. What is an investment advisor and what do they do? - AOL

   www.aol.com/finance/investment-advisor-191437947...

   Here’s what financial advisors are, how to find a good one and the questions you should be asking. ... There were 15,114 SEC-registered investment advisers in 2022, with 61.9 million clients ...

7. How to find a financial advisor near you - AOL

   www.aol.com/finance/financial-advisor-near...

   During your search, look for advisors and financial planners who act as fiduciaries and work in your best interest — not the interest of an insurance company or bank. That vetting process can ...