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The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds.It was passed as a United States Public Law (Pub. L. 76–768) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1–80a-64.
All UCITS funds must comply with the same investment limits. A collective investment fund may apply for UCITS status in order to allow EU-wide marketing. The concept is to create a single funds market across the EU. The aim is that with a larger market the economies of scale will reduce costs for investment managers which can be passed on to ...
[29] [30] Member state laws and rules determine whether a fund is engaged in marketing for purposes of the directive. [31] EU funds managed by EU managers may be marketed across the EU under the passport of Directive 2011/61/EU, provided the manager complies with all of the requirements of the directive. [30]
Some hedge fund groups are also suing the SEC over short-selling disclosure rules and changes to their trading practices in U.S. Treasuries, while business groups sued the SEC over climate change ...
The SEC is proposing an amendment to a rule that would require private equity funds and hedge funds to disclose more information about their investments and assets to better surveil systemic risks.
The U.S. Securities and Exchange Commission, led by chair Gary Gensler, on Wednesday voted to overhaul private fund rules, one of several rule changes the agency has targeted at the country's ...
Reg D may also refer to an investment strategy, mostly associated with hedge funds, based upon the same regulation. The regulation is found under Title 17 of the Code of Federal Regulations, part 230, Sections 501 through 508. The legal citation is 17 C.F.R. §230.501 et seq.
A hedge fund is a pooled investment fund that ... financial regulations require that hedge funds be marketed only to ... and are subject to rules and provisions ...