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Clarification from the Financial Industry Regulatory Authority (FINRA) was issued to member firms in the financial services industry in December 2007, noting that "electronic communications", "email", and "electronic correspondence" may be used interchangeably and can include such forms of electronic messaging as instant messaging and text ...
The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
This includes all communication by radio, telephone, wire, cable and satellite. [2] Telecommunications policy outlines antitrust laws as is common for industries with large barriers to entry. Other features of the policies addressed include common carrier laws which controls access to networks.
Title 47 CFR Part 68 is a section of the Code of Federal Regulations of the United States that regulates the direct electrical connection of telecommunications equipment and customer premises wiring with the public switched telephone network, certain private line services, and connection of private branch exchange (PBX) equipment to certain telecommunication interfaces.
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Telecommunications Service Priority; Title 15 of the Code of Federal Regulations; Title 47 CFR Part 15; Title 47 CFR Part 68; Title 47 CFR Part 97; Title 47 of the Code of Federal Regulations; Total element long run incremental cost
When Congress passed the TCPA in 1991, it delegated the do-not-call rules to the FCC. Congress suggested that the FCC's do-not-call regulations "may require the establishment and operation of a single national database." [6] The FCC did not adopt a single national database but rather required each company to maintain its own do-not-call ...