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FINRA licenses individuals and admits firms to the industry, writes rules to govern their behavior, examines them for regulatory compliance, and is sanctioned by the U.S. Securities and Exchange Commission (SEC) to discipline registered representatives and member firms that fail to comply with federal securities laws and FINRA's rules and ...
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
In the name of public interest, a large proportion of telecommunications policy is concerned with the economic regulation of interstate and international communication. This includes all communication by radio, telephone, wire, cable and satellite. [2]
Public Services Regulatory Commission Aruba: Netherlands Radiocommunications Agency Australia: Australian Communications and Media Authority Austria: Austrian Regulatory Authority for Broadcasting and Telecommunications Azerbaijan: Ministry of Transport, Communications and High Technologies (Azerbaijan) Bahamas
Pages in category "United States communications regulation" The following 52 pages are in this category, out of 52 total. This list may not reflect recent changes .
Title 47 CFR Part 68 is a section of the Code of Federal Regulations of the United States that regulates the direct electrical connection of telecommunications equipment and customer premises wiring with the public switched telephone network, certain private line services, and connection of private branch exchange (PBX) equipment to certain telecommunication interfaces.
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(2) deployment of communications capabilities, including whether advanced telecommunications capability is being deployed to all Americans in a reasonable and timely fashion; [2] and (3) whether laws, regulations, or regulatory practices pose a barrier to competitive entry or expansion of existing providers of communications services. [2]