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Initial registration statement filed on Form S-6 for unit investment trusts (Amendment) S-8 Initial registration statement for securities to be offered to employees pursuant to employee benefit plans S-8 POS Post-effective amendment to a S-8 registration statement S-B Registration statement for securities of foreign governments and subdivisions
The filing of the Form 10 Registration Statement represents a pivotal step in BDCC’s journey to becoming a fully reporting company under SEC regulations. This process involves a review and comment period, during which the SEC provides feedback on the filing to ensure compliance with regulatory standards.
In a company's history, Regulation S-K first applies with the Form S-1 that companies use to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement under the Securities Act of 1933". Thereafter, Regulation S-K applies to the ongoing reporting requirements in documents such as forms 10-K ...
In the United States, a registration statement is a set of documents, including a prospectus, which a company must file with the U.S. Securities and Exchange Commission before it proceeds with a public offering. [1] [2] As of May 2022, the United States Supreme Court was considering the case of Slack Technologies, LLC v.
A shelf registration statement relating to the shares of common stock being sold in this offering was previously filed with the U.S. Securities and Exchange Commission (the “SEC”) on November 9, 2022 and was declared effective on November 14, 2022.
Ingersoll Rand Announces Filing of Form 10 Registration Statement for New Security Spinoff; Selects Allegion as Name of the $2 Billion Public Company Five directors committed to Allegion Board of ...