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  2. Net capital rule - Wikipedia

    en.wikipedia.org/wiki/Net_capital_rule

    In connection with an investigation into the SEC's role in the collapse of Bear Stearns, in late September, 2008, the SEC's Division of Trading and Markets responded to an early formulation of this position by maintaining (1) it confuses leverage at the Bear Stearns holding company, which was never regulated by the net capital rule, with leverage at the broker-dealer subsidiaries covered by ...

  3. Trade-off theory of capital structure - Wikipedia

    en.wikipedia.org/wiki/Trade-Off_Theory_of...

    The trade-off theory of capital structure is the idea that a company chooses how much debt finance and how much equity finance to use by balancing the costs and benefits. The classical version of the hypothesis goes back to Kraus and Litzenberger [ 1 ] who considered a balance between the dead-weight costs of bankruptcy and the tax saving ...

  4. Prime brokerage - Wikipedia

    en.wikipedia.org/wiki/Prime_brokerage

    Prime Brokers facilitate hedge fund leverage, primarily through loans secured by the long positions of their clients. In this regard, the Prime Broker is exposed to the risk of loss in the event that the value of collateral held as security declines below the loan value, and the client is unable to repay the deficit.

  5. Collateral management - Wikipedia

    en.wikipedia.org/wiki/Collateral_management

    Aspects of portfolio risk, risk management, capital adequacy, regulatory compliance and operational risk and asset liability management are also included in many collateral management situations. A balance sheet technique is another commonly utilized facet of collateral management, which is used to maximize bank's resources, ensure asset ...

  6. The most important latin phrase in investing - AOL

    www.aol.com/finance/tker-else-never-equal-comes...

    Analysts expect the U.S. stock market could outperform the U.S. economy, thanks largely due to positive operating leverage. Since the pandemic, companies have adjusted their cost structures ...

  7. TKer: Even with tariffs looming, the stock market continues ...

    www.aol.com/finance/tker-even-tariffs-looming...

    A version of this post first appeared on TKer.co. Despite the looming threat of tariffs, the stock market continues to trade near record highs. This is a bit confounding since tariffs would be bad ...