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Financial advisers need to pass a series of exams and receive a Diploma in Financial Planning (or, prior to the Retail Distribution Review, a Financial Planning Certificate) and also authorised by the Financial Conduct Authority, a UK government qango that must be satisfied that the adviser is a “fit and proper person” before they may ...
In June 2006, the FSA created its Retail Distribution Review (RDR) programme which they maintained would enhance consumer confidence in the retail investment market. The RDR came into force on 31 December 2012. [14] The RDR was expected to have a significant impact on the way in which financial services are delivered to retail investors in the ...
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An eagerly awaited jobs report released on December 6 showed hiring rebounding sharply, strengthening the case for a federal rate cut this month. Employers added 227,000 jobs to payrolls in ...
Online brokerage Firstrade plans to launch overnight trading in early 2025, the latest firm looking to offer retail clients the chance to trade US stocks and exchange-traded funds outside of ...