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  2. Immigration Examinations Fee Account - Wikipedia

    en.wikipedia.org/wiki/Immigration_Examinations...

    The concept of the Immigration Examinations Fee Account, and the authority of USCIS to set a fee schedule to make sure that the fees cover the costs of providing the associated services, and are consistent with other aspects of United States federal law and regulations around fee-setting; some of these other laws and used to inform the USCIS' process of setting and updating fees: [1] [3]

  3. Just How High Are SEC Fees? - AOL

    www.aol.com/finance/just-high-sec-fees-141036952...

    Investing is a complex business, and among the various costs involved, one that often gets overlooked is the fee from the Securities and Exchange Commission (SEC). The SEC fee is a transaction ...

  4. Proxy statement - Wikipedia

    en.wikipedia.org/wiki/Proxy_statement

    A proxy statement is a statement required of a firm when soliciting shareholder votes. [1]: 10 This statement is filed in advance of the annual meeting.The firm needs to file a proxy statement, otherwise known as a Form DEF 14A (Definitive Proxy Statement), with the U.S. Securities and Exchange Commission.

  5. Securities Act of 1933 - Wikipedia

    en.wikipedia.org/wiki/Securities_Act_of_1933

    The SEC prescribes the relevant forms on which an issuer's securities must be registered. The law describes required disclosures in Schedule A and Schedule B; however, in 1982, the SEC created Regulation S-K to consolidate duplicate information into an "integrated disclosure system". [11] Among other things, registration forms call for:

  6. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2

  7. SEC's Money Market Funds Reform May Cause Higher Fees - AOL

    www.aol.com/news/2013-06-05-sec-proposes-money...

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  8. SEC looks to unveil new schedule format ahead of Texas ... - AOL

    www.aol.com/news/sec-looks-unveil-schedule...

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  9. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...