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  2. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  3. Financial statement - Wikipedia

    en.wikipedia.org/wiki/Financial_statement

    Management discussion and analysis or MD&A is an integrated part of a company's annual financial statements. The purpose of the MD&A is to provide a narrative explanation, through the eyes of management, of how an entity has performed in the past, its financial condition, and its future prospects.

  4. Chartered Alternative Investment Analyst - Wikipedia

    en.wikipedia.org/wiki/Chartered_Alternative...

    Alternative investments can include hedge funds, private equity, real assets, commodities, and structured products. The Chartered Alternative Investment Analyst Association was founded in 2002 by the Alternative Investment Management Association (AIMA) and the Center for International Securities and Derivatives Markets (CISDM).

  5. Securities research - Wikipedia

    en.wikipedia.org/wiki/Securities_research

    The Series 87 Research Analyst exam is the Regulatory portion consisting of material from the Securities Act of 1933, Securities Exchange Act of 1934, NASD and NYSE Rules. Prior to the update to the FINRA licensing exams in 2018, the Series 7 examination/license was a pre-requisite for the Research Analyst exams. Now, candidates must pass the ...

  6. Financial analyst - Wikipedia

    en.wikipedia.org/wiki/Financial_analyst

    Financial analysts can work in a variety of industries. A large proportion of them are employed by mutual-and pension funds, hedge funds, securities firms, banks, investment banks, insurance companies, and other businesses, helping these companies or their clients make investment decisions. [6]

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  8. DuPont analysis - Wikipedia

    en.wikipedia.org/wiki/DuPont_analysis

    The DuPont analysis breaks down ROE (that is, the returns that investors receive from a single dollar of equity) into three distinct elements. This analysis enables the manager or analyst to understand the source of superior (or inferior) return by comparison with companies in similar industries (or between industries).

  9. XBRL - Wikipedia

    en.wikipedia.org/wiki/XBRL

    The financial report is produced as a Microsoft Word or Microsoft Excel document, and a "Tagging Program" is used to add the XBRL concept metadata and to export the document as Inline XBRL. With large and complex financial statements, a single iXBRL file may be too large for a web browser to handle.