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  2. SEC Rule 10b5-1 - Wikipedia

    en.wikipedia.org/wiki/SEC_Rule_10b5-1

    SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, is a regulation enacted by the United States Securities and Exchange Commission (SEC) in 2000. [1] The SEC states that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading, [2] which is prohibited by SEC Rule 10b-5.

  3. Insider trading - Wikipedia

    en.wikipedia.org/wiki/Insider_trading

    Insider trading is the trading of a public company's stock or other securities (such as bonds or stock options) based on material, nonpublic information about the company. [1] In various countries, some kinds of trading based on insider information is illegal. The rationale for this prohibition of insider trading differs between countries/regions.

  4. Form 4 - Wikipedia

    en.wikipedia.org/wiki/Form_4

    Form 4 is a United States SEC filing that relates to insider trading.Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ownership regarding such security.

  5. STOCK Act - Wikipedia

    en.wikipedia.org/wiki/STOCK_Act

    The Stop Trading on Congressional Knowledge (STOCK) Act of 2012 (Pub. L. 112–105 (text), S. 2038, 126 Stat. 291, enacted April 4, 2012) is an Act of Congress designed to combat insider trading. It was signed into law by President Barack Obama on April 4, 2012. The law prohibits the use of non-public information for private profit, including ...

  6. SEC Rule 10b-5 - Wikipedia

    en.wikipedia.org/wiki/SEC_Rule_10b-5

    To what extent Rule 10b-5 prohibits insider trading is a matter of some dispute. The SEC has long advocated an "equal access theory" with regard to 10b-5, arguing that anyone who has material, non-public information must either disclose that information or abstain from trading.

  7. Get breaking Business News and the latest corporate happenings from AOL. From analysts' forecasts to crude oil updates to everything impacting the stock market, it can all be found here.

  8. The Santa Claus trading window is a week away. 5 reasons it ...

    www.aol.com/santa-claus-trading-window-week...

    The Santa Claus trading window starts December 24 and should bring a stock market rally this year. Historically, the S&P 500 gains 1.3% during this seven-day period and is positive 79% of the time.

  9. Insider investment strategy - Wikipedia

    en.wikipedia.org/wiki/Insider_investment_strategy

    The insider investment strategy is an investment strategy that follows the buying and selling decisions of so-called "insiders" in a stock market. The primary insiders have an advantage because they have access to more information about issues that could affect the current and future value of stock, which is known as an "information advantage."