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The Series 24 Exam is made up of 150 questions. Candidates have up to 3.5 hours to take the exam. 70% (105 correct answers) is considered a passing grade. In order to take the Series 24 exam, a candidate must be sponsored by a member firm of FINRA or another SRO (self-regulatory organization).
5.2.2 Registered principal level. ... Series 2 – Non-Member General Securities Exam (Discontinued) Series 3 ... (Upgrade from Series 9 and 10) Series 24 ...
The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]
One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade. To pass the Series 65 Exam, candidates must correctly answer at least 92 of the 130 scored questions.
Applicants must attain scores of 72% in order to pass. Credit is only given for correct answers. Of the 65 questions on the exam, 60 will count toward the final score. The remaining 5 questions are being pre-tested for possible inclusion in the operational question bank; these questions may appear anywhere in the exam and are not identified.
An adaptive test can typically be shortened by 50% and still maintain a higher level of precision than a fixed version. [2] This translates into time savings for the test-taker. Test-takers do not waste their time attempting items that are too hard or trivially easy.
The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals.
The Series 14 exam was announced on July 29, 1988 and first administered September 25, 1989. NYSE -member organizations were warned of punishment [ clarification needed ] if they continued operations without a Series 14 qualified compliance official after March 31, 1990.