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Initial registration statement filed on Form S-6 for unit investment trusts (Amendment) S-8 Initial registration statement for securities to be offered to employees pursuant to employee benefit plans S-8 POS Post-effective amendment to a S-8 registration statement S-B Registration statement for securities of foreign governments and subdivisions
The filing of the Form 10 Registration Statement represents a pivotal step in BDCC’s journey to becoming a fully reporting company under SEC regulations. This process involves a review and comment period, during which the SEC provides feedback on the filing to ensure compliance with regulatory standards.
In a company's history, Regulation S-K first applies with the Form S-1 that companies use to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement under the Securities Act of 1933". Thereafter, Regulation S-K applies to the ongoing reporting requirements in documents such as forms 10-K ...
Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...
Ingersoll Rand Announces Filing of Form 10 Registration Statement for New Security Spinoff; Selects Allegion as Name of the $2 Billion Public Company Five directors committed to Allegion Board of ...
In the United States, a registration statement is a set of documents, including a prospectus, which a company must file with the U.S. Securities and Exchange Commission before it proceeds with a public offering. [1] [2] As of May 2022, the United States Supreme Court was considering the case of Slack Technologies, LLC v.
USCorp Prepares for S-1 Registration of Spinoffs LAS VEGAS--(BUSINESS WIRE)-- USCorp (OTCMarkets: USCS.PK) today announced that on July 16, 2013, USCorp withdrew the Form 10 Registration ...
A shelf registration statement relating to the shares of common stock being sold in this offering was previously filed with the U.S. Securities and Exchange Commission (the “SEC”) on November 9, 2022 and was declared effective on November 14, 2022.