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  2. List of members of the Securities and Exchange Commission

    en.wikipedia.org/wiki/List_of_members_of_the...

    The president also designates one of the commissioners as chairman, the SEC's top executive. Service may continue past term expiration [1] up to eighteen additional months. [2] This page is sorted by president and date of appointment; a second list sorts the page by SEC member's employment with private firms.

  3. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    Name State of residency Term of office Appointed by Term start Term end Time in office 1 Joseph P. Kennedy Sr. Massachusetts: June 30, 1934 September 23, 1935 1 year, 85 days Roosevelt: 2 James M. Landis: Massachusetts September 23, 1935 September 15, 1937 1 year, 357 days Roosevelt 3 William O. Douglas: Connecticut: August 17, 1937 April 15, 1939

  4. FBI Name Check - Wikipedia

    en.wikipedia.org/wiki/FBI_Name_Check

    The FBI Name Check is a background check procedure performed by the Federal Bureau of Investigation for federal agencies, components within the legislative, judicial, and executive branches of the federal government; foreign police and intelligence agencies; and state and local law enforcement agencies within the criminal justice system.

  5. 4 ways to check if a business name is taken - AOL

    www.aol.com/4-ways-check-business-name-140000142...

    Check with your Secretary of State As a way to support small businesses and entrepreneurs, every state has some form of business entity name search, usually on its Secretary of State website.

  6. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  7. Understanding SEC’s Proposed Changes To ‘Names Rule’ - AOL

    www.aol.com/news/understanding-sec-proposed...

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  8. Crypto may have a new foe as the SEC names its next ... - AOL

    www.aol.com/news/crypto-may-foe-sec-names...

    The SEC has named Dan Berkovitz, a commissioner at the Commodity Futures Trading Commission, as its next general counsel. Crypto may have a new foe as the SEC names its next general counsel Skip ...

  9. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...