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SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, is a regulation enacted by the United States Securities and Exchange Commission (SEC) in 2000. [1] The SEC states that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading , [ 2 ] which is prohibited by SEC Rule 10b-5 .
SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, was enacted as a regulation by the SEC in 2000. [11] The SEC stated that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading, [12] which is prohibited by SEC Rule 10b-5.
AFC Enterprises, Inc. Chief Executive Officer Adopts New 10b5-1 Trading Plan ATLANTA--(BUSINESS WIRE)-- AFC Enterprises, Inc. (NAS: AFCE) today announced that Cheryl Bachelder, Chief Executive ...
Akorn's Chairman Adopts 10b5-1 Trading Plan LAKE FOREST, Ill.--(BUSINESS WIRE)-- Akorn, Inc. (NAS: AKRX) , a niche specialty pharmaceutical company, today announced that its Chairman, Dr. John N ...
Permitting the Form 144 representations required from security holders relying on Exchange Act Rule 10b5-1 to be made as of the date the holder adopted a trading plan or gave trading instructions; Confirming the unavailability of Rule 144 for the resale of securities by reporting and non-reporting firms
Universal Electronics' Chief Financial Officer Adopts a 10b5-1 Trading Plan SANTA ANA, Calif.--(BUSINESS WIRE)-- Universal Electronics Inc. (UEI), (NAS: UEIC) announced Bryan M. Hackworth, chief ...
Insider trading is the trading of a public company's stock or other securities (such as bonds or stock options) based on material, nonpublic information about the company. [1] In various countries, some kinds of trading based on insider information is illegal. The rationale for this prohibition of insider trading differs between countries/regions.
AFC Enterprises, Inc. Chief Financial Officer Adopts 10b5-1 Trading Plan ATLANTA--(BUSINESS WIRE)-- AFC Enterprises, Inc. (NAS: AFCE) today announced that H. Melville Hope, III, chief financial ...