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  2. Mitigating control - Wikipedia

    en.wikipedia.org/wiki/Mitigating_control

    A mitigating control is type of control used in auditing to discover and prevent mistakes that may lead to uncorrected and/or unrecorded misstatements that would ...

  3. Security controls - Wikipedia

    en.wikipedia.org/wiki/Security_controls

    Security controls can be classified by various criteria. For example, controls can be classified by how/when/where they act relative to a security breach (sometimes termed control types): Preventive controls are intended to prevent an incident from occurring e.g. by locking out unauthorized intruders;

  4. Corrective and preventive action - Wikipedia

    en.wikipedia.org/wiki/Corrective_and_preventive...

    Corrective and preventive action (CAPA or simply corrective action) consists of improvements to an organization's processes taken to eliminate causes of non-conformities or other undesirable situations. It is usually a set of actions, laws or regulations required by an organization to take in manufacturing, documentation, procedures, or systems ...

  5. Preventive action - Wikipedia

    en.wikipedia.org/wiki/Preventive_action

    Preventive healthcare or preventive medicine refers to the measures taken in order to prevent and treat diseases. As there is a wide range of diseases in the world, there is also a wide variety of factors that influence those health disorders, such as environment, genetic and lifestyle.

  6. Risk control strategies - Wikipedia

    en.wikipedia.org/wiki/Risk_control_strategies

    Five basic strategies to control risks that arise from vulnerabilities [2] Defense - Applying safeguards that eliminate or reduce the remaining uncontrolled risk; Transferral - Shifting risks to other areas or to outside entities; Mitigation - Reducing the impact of information assets should an attacker successfully exploit a vulnerability

  7. Internal control - Wikipedia

    en.wikipedia.org/wiki/Internal_control

    Internal control is a key element of the Foreign Corrupt Practices Act (FCPA) of 1977 and the Sarbanes–Oxley Act of 2002, which required improvements in internal control in United States public corporations. Internal controls within business entities are also referred to as operational controls. The main controls in place are sometimes ...

  8. Hierarchy of hazard controls - Wikipedia

    en.wikipedia.org/wiki/Hierarchy_of_hazard_controls

    Where possible, administrative controls should be combined with other control measures. [17] Examples of administrative controls include: Implementing job rotation or work-rest schedules to limit individual exposure. Establishing a preventive maintenance program to ensure equipment is functioning properly.

  9. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    Nature of the control (manual vs. automated): For fully automated controls, either a sample size of one or a "benchmarking" test strategy may be used. If IT general controls related to change management are effective and the fully automated control has been tested in the past, annual testing is not required.