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  2. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    National Securities and Stock Market Commission (NSSMC) United Arab Emirates: Central Bank of the UAE ; Securities and Commodities Authority (SCA) ; Insurance Authority (IA) United Kingdom: Prudential Regulation Authority (PRA) ; Financial Conduct Authority (FCA) ; Financial Reporting Council (FRC) ; The Pensions Regulator (TPR) United States

  3. Financial Conduct Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Conduct_Authority

    The FCA works alongside the Prudential Regulation Authority and the Financial Policy Committee to set regulatory requirements for the financial sector. The FCA is responsible for the conduct of around 58,000 businesses which employ 2.2 million people and contribute around £65.6 billion in annual tax revenue to the economy in the United Kingdom ...

  4. Official List - Wikipedia

    en.wikipedia.org/wiki/Official_List

    An example of a UK regulated market is the London Stock Exchange's Main Market. The list is updated several times a day between 8am and 6.05pm UK time; it will include details of listed securities such as description, country of origin and market status. [2]

  5. Chart of the Week: Prices actually went down — they didn't ...

    www.aol.com/finance/chart-week-prices-actually...

    As our Chart of the Week shows, headline PCE inflation, which includes all categories, showed prices actually fell from the prior month by 0.1%. This marked the first outright decline in prices ...

  6. Lawmakers worry 'time is running out' to regulate ... - AOL

    www.aol.com/finance/lawmakers-worry-time-running...

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  7. LMAX Group - Wikipedia

    en.wikipedia.org/wiki/LMAX_Group

    The central limit order book (CLOB) execution model offers streaming firm liquidity [12] from top tier banks and non-bank institutions, transparent price discovery, no 'last look' rejections and full control over trading strategy and costs. [13] LMAX Global is a regulated broker for FX, metals and commodities worldwide. Servicing retail brokers ...

  8. Stock market news live updates: Tech leads stocks higher as ...

    www.aol.com/finance/stock-market-news-live...

    Elsewhere in stock moves Monday, Spotify Technology shares rose roughly 2.1% after the company confirmed the music streaming platform will cut 6% of its workforce, adding to a growing bout of cost ...

  9. FCA Controlled Functions - Wikipedia

    en.wikipedia.org/wiki/FCA_Controlled_Functions

    That individual may, for example, have the title of chief executive or similar. The individual would have to be an FCA-approved person under SUP 10A.6.31 R. [9] In practice, the FCA expects that most non-directive friendly societies will be PRA-authorised persons. Where that is the case, the small friendly society function will not apply.