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The following list reflects major actions that the Enforcement Division of the United States Securities and Exchange Commission (SEC) brought in 2009–2012. The SEC is a federal agency of the United States.
The changes to the two decades-old Securities and Exchange Commission (SEC) "Name Rule" requires that 80% of a fund's portfolio matches the asset advertised by its name.
Central Bank of Nigeria ; Securities and Exchange Commission (SEC) ; National Insurance Commission (NAICOM) ; National Pension Commission (PENCOM) North Macedonia: National Bank of North Macedonia ; Securities and Exchange Commission (SEC) ; Insurance Supervision Agency (ISA) Norway: Financial Supervisory Authority (Finanstilsynet) Oman
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2
Some companies are adding ESG controller positions as the costs of climate risks need to be included in reporting.
The U.S. Securities and Exchange Commission is preparing to resolve a two-year probe into allegations of greenwashing by the German fund manager DWS, with a fine by the end of September, two ...
In November 2022, Goldman Sachs agreed to pay $4 million to settle the SEC investigation of the company's ESG funds for greenwashing without admitting or denying guilt of the SEC's allegations. [193] In February 2023, the SEC Division of Examinations announced that oversight of ESG investment funds would be among six top priorities for the ...
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