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  2. List of major SEC enforcement actions (2009–2012) - Wikipedia

    en.wikipedia.org/wiki/List_of_major_SEC...

    The SEC's complaint against Smith & Nephew PLC alleged that its subsidiaries used a distributor to create a slush fund to make illicit payments to public doctors employed by government hospitals or agencies in Greece. Smith & Nephew PLC and its U.S. subsidiary Smith & Nephew Inc. paid more than $22 million to settle the SEC's and DOJ's actions.

  3. Participants in the Madoff investment scandal - Wikipedia

    en.wikipedia.org/wiki/Participants_in_the_Madoff...

    The complaint alleged Chais "knew or should have known" he was deep in a Ponzi scheme when his family investments with Madoff averaged 40% and sometimes soared as high as 300%. It also claimed Chais was a primary beneficiary of the scheme for at least 30 years, allowing his family to withdraw more than $1 billion from their accounts since 1995 ...

  4. OppenheimerFunds - Wikipedia

    en.wikipedia.org/wiki/OppenheimerFunds

    OppenheimerFunds, Inc. was a global asset manager. As of February 28, 2019, the company managed over $260 billion in assets in over 13,000,000 investor accounts. [ 1 ] In May 2019, the company was acquired by Invesco . [ 2 ]

  5. Oppenheimer Holdings - Wikipedia

    en.wikipedia.org/wiki/Oppenheimer_Holdings

    Originally created as Oppenheimer & Company and named for German-American investment broker Max E. Oppenheimer (c. 1899–1964), a Jewish refugee from the Nazis who advised the Synagogue Council of America and worked at a New Hampshire real estate firm, a Bay Area savings and loan association, and Lehman Brothers, [3] Oppenheimer Holdings was founded in 1950 when a partnership was created to ...

  6. Category:Defunct financial services companies of the United ...

    en.wikipedia.org/wiki/Category:Defunct_financial...

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  7. You can still report badly behaving banks to the CFPB

    www.aol.com/finance/still-report-badly-behaving...

    The vast majority of complaints — 99.6% of them last year — get a timely response, according to the bureau. In about 41% of cases, consumers get some sort of formal relief, while in another 53 ...

  8. Invesco - Wikipedia

    en.wikipedia.org/wiki/Invesco

    On October 18, 2018, Invesco purchased OppenheimerFunds from MassMutual for about $5.7 billion in stock. [ 19 ] In March 2020 amid a major stock market crash triggered by the COVID-19 pandemic, Invesco Mortgage Capital Inc., a branch handling Real Estate Investment Trusts , announced they were unable to cover margin calls due to dramatic ...

  9. What's at stake for consumers as Trump officials target the CFPB

    www.aol.com/whats-stake-consumers-trump...

    The Trump administration’s efforts to dismantle the Consumer Financial Protection Bureau risk leaving Americans’ nearly $18 trillion in consumer debt with less supervision or regulation. One ...