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A Form 10-K is an annual report required by the U.S. Securities and Exchange Commission (SEC), that gives a comprehensive summary of a company's financial performance. . Although similarly named, the annual report on Form 10-K is distinct from the often glossy "annual report to shareholders", which a company must send to its shareholders when it holds an annual meeting to elect directors ...
Transitional annual report filed on Form NSAR NSAR-BT/A NSAR-U Annual report for unit investment trusts NSAR-U/A Annual report for unit investment trusts (Amendment) NT 10-K Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT NT 10-K/A Notice under Rule 12b25 of inability to timely file all or part of ...
Actual annual reports to shareholders (except in the case of mutual fund companies) need not be submitted on EDGAR, although some companies do so voluntarily. However, the annual report on Form 10-K is required to be filed on EDGAR. As of March 31, 2018, there were over 12 million filings to EDGAR. [5]
NEW YORK--(BUSINESS WIRE)-- Blackstone (NYS: BX) announced today that it filed its Annual Report on Form 10-K for the year ended December 31, 2012 with the U.S. Securities and Exchange Commission.
In the United States, a more-detailed version of the report, called a Form 10-K, is submitted to the U.S. Securities and Exchange Commission. [2] A publicly held company may also issue a much more limited version of an annual report, which is known as a "wrap report." A wrap report is a Form 10-K with an annual report cover wrapped around it. [3]
The SEC runs a whistleblower rewards program, which rewards individuals who report violations of securities laws to the SEC. [ 66 ] [ 67 ] The program began in 2011 with the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act and allows whistleblowers to be given 10–30% of the penalties collected by the SEC and other ...
Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
A former senior counsel for climate and ESG at the Securities and Exchange Commission weighs in. SEC’s climate disclosure rules may not survive under Trump, but many firms still likely to report ...