Search results
Results From The WOW.Com Content Network
The Canadian Securities Transition Office (French: Bureau de transition canadien en valeurs mobilières) is a federal organization that was created to assist in the establishment of a Canadian securities regulation regime and a Canadian regulatory authority. [21]
July 1987 – to ensure a coordinated approach to supervision and a modern regulatory framework for Canada's financial system, and acting on the recommendations of the Estey commission, the government proclaimed the Financial Institutions and Deposit Insurance Amendment Act and the Office of the Superintendent of Financial Institutions Act.
Canadian Investment Regulatory Organization; L’Organisme canadien de réglementation des investissements: Abbreviation: CIRO/OCRI: Formation: 2023: Type: Organizations based in Canada: Legal status: active: Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings: Headquarters
The Canadian Securities Administrators (CSA; French: Autorités canadiennes en valeurs mobilières, ACVM) is an umbrella organization of Canada's provincial and territorial securities regulators whose objective is to improve, coordinate, and harmonize regulation of the Canadian capital markets. [1] [2]
Investment Industry Regulatory Organization of Canada; L’Organisme canadien de réglementation du commerce des valeurs mobilières: Abbreviation: IIROC/OCRCVM: Formation: 2008: Type: Organizations based in Canada: Legal status: active: Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi ...
Bank of Uganda ; Capital Markets Authority (CMA) ; Insurance Regulatory Authority of Uganda: Ukraine: National Securities and Stock Market Commission (NSSMC) United Arab Emirates: Central Bank of the UAE ; Securities and Commodities Authority (SCA) ; Insurance Authority (IA) United Kingdom: Prudential Regulation Authority (PRA) ;
Get AOL Mail for FREE! Manage your email like never before with travel, photo & document views. Personalize your inbox with themes & tabs. You've Got Mail!
In 2013, the Canadian Securities Administrators announced amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations that will require all registered dealers and advisers ...