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A short swing rule restricts officers and insiders of a company from making short-term profits at the expense of the ... The objective standard of Section 16(b) ...
Section 16(b) of the Securities Exchange Act of 1934 prohibits short-swing profits (from any purchases and sales within any six-month period) made by corporate directors, officers, or stockholders owning more than 10% of a firm's shares. Under Section 10(b) of the 1934 Act, SEC Rule 10b-5, prohibits fraud related to securities trading.
The plaintiffs argued that the financial institutions violated Section 16(b) by not disclosing "short-swing" transactions as required under Section 16(a) of the Security Exchange Act, that is trades occurring over a period of less than six months.
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Swing trading is a speculative trading strategy in financial markets where a tradable asset is held for one or more days in an effort to profit from price changes or 'swings'. [1] A swing trading position is typically held longer than a day trading position, but shorter than buy and hold investment strategies that can be held for months or years.
In the heterodox Marxian view, profit is the major engine of the market economy, but business (capital) profitability has a tendency to fall that recurrently creates crises in which mass unemployment occurs, businesses fail, remaining capital is centralized and concentrated and profitability is recovered. In the long run, these crises tend to ...
Case history; Prior: 92 F.3d 612 (8th Cir. 1996); cert. granted, 519 U.S. 1087 (1997).: Subsequent: On remand, 139 F.3d 641 (8th Cir. 1998).: Holding; A person who trades in securities for personal profit, using confidential information misappropriated in breach of a fiduciary duty to the source of the information, may be held liable for violating § 10(b) and Rule 10b-5, and so the SEC did ...
Retained earnings (profits that have not been distributed as dividends) are shown in the shareholders' equity section on the company's balance sheet – the same as its issued share capital. Public companies usually pay dividends on a fixed schedule, but may cancel a scheduled dividend, or declare an unscheduled dividend at any time, sometimes ...