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  2. Raj Rajaratnam, Galleon Group, Anil Kumar, and Rajat Gupta ...

    en.wikipedia.org/wiki/Raj_Rajaratnam,_Galleon...

    The Raj Rajaratnam/Galleon Group, Anil Kumar, and Rajat Gupta inside trading cases are parallel and related civil and criminal actions by the U.S. Securities and Exchange Commission and the United States Department of Justice against three friends and business partners: Galleon Group hedge fund founder-owner Raj Rajaratnam and former McKinsey & Company senior executives Anil Kumar and Rajat Gupta.

  3. List of major SEC enforcement actions (2009–2012) - Wikipedia

    en.wikipedia.org/wiki/List_of_major_SEC...

    In July 2012, the SEC charged the chairman and CEO of a Santa Ana, California-based computer storage device company with insider trading in a secondary offering of his stock shares with knowledge of confidential information that a major customer's demand for one of its most profitable products was turning out to be less than expected. [94]

  4. Trading while insolvent - Wikipedia

    en.wikipedia.org/wiki/Trading_while_insolvent

    A number of legal systems make provision for companies trading while insolvent to be unlawful in certain circumstances, and provide for directors to become personally liable for a company's debts if they have acted improperly. In most legal systems, the liability in respect of unlawful transactions only extends for a certain period of time ...

  5. Claim Your Money From All These Class Action Settlements ...

    www.aol.com/claim-money-class-action-settlements...

    Consumers and the government alike are cracking down on companies that have engaged in negligent or harmful policies -- whether it's purposefully slowing down data while keeping rates high (in the...

  6. West Des Moines’ American Equity demotes executive after ...

    www.aol.com/lifestyle/insider-trading-violation...

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  7. Securities fraud - Wikipedia

    en.wikipedia.org/wiki/Securities_fraud

    According to the company's December 31, 2010, form 10-Q (filed within months of the direct mail promotion), LEXG was a lithium company without assets. Its revenues and assets at that time were zero. [24] [25] Subsequently, the company did acquire lithium production/exploration properties, and addressed concerns raised in the press. [26] [27]

  8. Insider trading - Wikipedia

    en.wikipedia.org/wiki/Insider_trading

    Insider trading is the trading of a public company's stock or other securities (such as bonds or stock options) based on material, nonpublic information about the company. [1] In various countries, some kinds of trading based on insider information is illegal. The rationale for this prohibition of insider trading differs between countries/regions.

  9. Nancy Pelosi’s husband dumped thousands of Visa ... - AOL

    www.aol.com/finance/nancy-pelosi-husband-dumped...

    It claims Visa illegally paid its rivals to keep them out of the market and hinder innovation. As a result, it holds about a 60% share of the debit payments market and earns about $7 billion ...