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MiFID 2 replaced MiFID 1, which in turn replaced Directive 93/22/EEC. MiFID 2 is complemented by Regulation (EU) No. 600/2014 on markets in financial instruments [38] The initial date for implementation by the Member States was 3 January 2017, however, in February 2016 the European Commission delayed this until 3 January 2018 to allow for the ...
The Article 4(1)(20) of Directive 2014/65/EU (MiFID II) considers "investment firms dealing on own account when executing client orders over the counter (OTC) on an organised, frequent, systematic and substantial basis" systematic internaliser and requires them to report their trades. [2]
This list of European Union Directives is ordered by theme to follow EU law. For a date based list, see the Category:European Union directives by number. From 1 January 1992 to 31 December 2014, numbers assigned by the General Secretariat of the Council followed adoption, for instance: Directive 2010/75/EU. [1]
Stock market equivalence is granted by the European Union to those countries whose stock markets are deemed to be 'equivalent' to those of the EU countries. On 3 January 2018, the EU implemented the "Markets in Financial Instruments Directive II" (colloquially known as "MiFID II") which required all European investment firms & traders to trade the shares of a company listed in the EU on a ...
Directive 2014/65/EU on markets in financial instruments known as MIFID 2: It applies to investment firms, market operators, data reporting services and third-country firms (with a branch in the EU) and establishes requirements related to authorisations, operating conditions, rules on transparency, specific rules for regulated markets, etc. [53 ...
The Undertakings for Collective Investment in Transferable Securities Directive (Directive 2009/65/EC, "UCITS") [1] is a EU directive that allows collective investment schemes to operate freely throughout the EU on the basis of a single authorisation from one member state. EU member states are entitled to have additional regulatory requirements ...
Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance) Image title: Author: www.legislation ...
As far as I know, 2004/39/EC is "MiFID I" and 2014/65/EU is "MiFID II", and these terms are well-known in the finance industry – they are used by The Economist, for example. The lede needs to go back to something like the text of 17:14, 17 August 2020 by FrescoBot: "The Markets in Financial Instruments Directive 2004/39/EC (known ...