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  2. Electronic Data Gathering, Analysis, and Retrieval - Wikipedia

    en.wikipedia.org/wiki/Electronic_Data_Gathering...

    EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC. The database contains ...

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    Securities and Exchange Commission (SEC) logo. The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC).

  4. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Other less detailed registration forms, such as Form S-3, may be used for certain registrations. Every business day, S-1 forms are filed with the SEC's EDGAR filing system, the required filing format of the U.S. Securities and Exchange Commission. However many of these are of the related Form S-1/A, which is used for filing amendments to a ...

  5. Commonwealth of Australia (US securities entity) - Wikipedia

    en.wikipedia.org/wiki/Commonwealth_of_Australia...

    The Commonwealth of Australia is a Form 18 United States SEC registered entity [1] representing the nation of Australia for the purpose of issuing securities in the US market. Form 18 registrations are used only for foreign government registrations with the SEC and do not create a corporation.

  6. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2

  7. Central Index Key - Wikipedia

    en.wikipedia.org/wiki/Central_Index_Key

    A Central Index Key or CIK number is a unique number assigned to an individual, company, filing agent or foreign government by the United States Securities and Exchange Commission. The number is used to identify its filings in several online databases, including EDGAR .

  8. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  9. Form N-1A - Wikipedia

    en.wikipedia.org/wiki/Form_N-1A

    Form N-1A is a registration statement used by investment companies to create new open-end mutual funds. A company must file this form with the Securities and Exchange Commission's EDGAR filing system. Companies file an N-1A under the Investment Company Act of 1940 if they wish to register shares of the mutual fund.