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In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services.
These are specified, under section 59 of the Financial Services and Markets Act [1] which still stands as the reference after the FSA split into the FCA and the PRA. [2] The FCA is solely responsible for all applications for approval for FCA Designated Controlled Functions for all FCA solo regulated firms. [3]
The FCA works alongside the Prudential Regulation Authority and the Financial Policy Committee to set regulatory requirements for the financial sector. The FCA is responsible for the conduct of around 58,000 businesses which employ 2.2 million people and contribute around £65.6 billion in annual tax revenue to the economy in the United Kingdom ...
The Financial Conduct Authority Handbook is a set of rules required to be followed by banks, insurers, investment businesses and other financial services in the United Kingdom under the Financial Services and Markets Act 2000.
The term is commonly used in the United Kingdom where IFAs are regulated by the Financial Conduct Authority (FCA) and must meet strict qualification and competence requirements. Typically an independent financial adviser will conduct a detailed survey of a client’s financial position, preferences and objectives; this is sometimes known as a ...
Russian war propaganda reaching from Latin America to Hispanic voters in the U.S. Unfounded assertions that the FBI’s raid of Mar-a-Lago was ordered up directly by President Joe Biden.
The Association of American Schools in South America (AASSA) is a non-profit, 501(c)(3) organization that was established in 1961 "to discover and develop ways and means for improving understanding through international education. [1]" All schools in the organization are private, college preparatory schools that offer a predominantly American ...
The Senior Managers and Certification Regime (SM&CR) apply to the United Kingdom banking sector since March 2016 and dual-regulated insurers since December 2018. SM&CR has been put in place to reduce financial service consumer harm and strengthen market integrity by making individuals accountable for their conduct and competence.