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  2. SEC's in-house enforcement powers at risk in US Supreme Court ...

    www.aol.com/news/secs-house-enforcement-powers...

    The FINRA case - a constitutional challenge to its structure brought by Utah-based Alpine Securities Corp - is currently before another federal appellate court and eventually could come to the ...

  3. Spokeo, Inc. v. Robins - Wikipedia

    en.wikipedia.org/wiki/Spokeo,_Inc._v._Robins

    Spokeo, Inc. v. Robins, 578 U.S. 330 (2016), was a United States Supreme Court case in which the Court vacated and remanded a ruling by United States Court of Appeals for the Ninth Circuit on the basis that the Ninth Circuit had not properly determined whether the plaintiff has suffered an "injury-in-fact" when analyzing whether he had standing to bring his case in federal court. [1]

  4. Lorenzo v. SEC - Wikipedia

    en.wikipedia.org/wiki/Lorenzo_v._SEC

    Lorenzo v. Securities and Exchange Commission, 587 U.S. ___ (2019), was a United States Supreme Court case from the October 2018 term.. The Supreme Court held that someone who disseminates false statements to potential investors with the intent to defraud those investors can be held liable under subsection b of Rule 10b-5 of the Securities Exchange Act of 1934, even if they personally were not ...

  5. Yates v. United States (2015) - Wikipedia

    en.wikipedia.org/wiki/Yates_v._United_States_(2015)

    Yates v. United States, 574 U.S. 528 (2015), was a United States Supreme Court case in which the Court construed 18 U.S.C. § 1519, a provision added to the federal criminal code by the Sarbanes-Oxley Act, to criminalize the destruction or concealment of "any record, document, or tangible object" to obstruct a federal investigation. [1]

  6. Parents Involved in Community Schools v. Seattle School ...

    en.wikipedia.org/wiki/Parents_Involved_in...

    Parents Involved in Community Schools v. Seattle School District No. 1, 551 U.S. 701 (2007), also known as the PICS case, is a United States Supreme Court case which found it unconstitutional for a school district to use race as a factor in assigning students to schools in order to bring its racial composition in line with the composition of the district as a whole, unless it was remedying a ...

  7. Loper Bright Enterprises v. Raimondo - Wikipedia

    en.wikipedia.org/wiki/Loper_Bright_Enterprises_v...

    On November 10, 2022, Loper Bright petitioned the Supreme Court to hear its case. In its petition for a writ of certiorari , Loper Bright presented two questions to the Court. First, it asked the Court to rule on whether granting the NMFS the power to require domestic vessels to pay the salaries of monitors it carries was based on a proper ...

  8. Corner Post, Inc. v. Board of Governors of the Federal ...

    en.wikipedia.org/wiki/Corner_Post,_Inc._v._Board...

    Corner Post, Inc. v. Board of Governors of the Federal Reserve System, 603 U.S. 799 (2024), is a United States Supreme Court case about the statute of limitations for judicial review of federal agency rulemaking under the Administrative Procedure Act. The legal question under review was whether a challenge to the validity of a rule must be ...

  9. Lucia v. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/Lucia_v._Securities_and...

    Lucia petitioned to the Supreme Court for writ of certiorari in July 2017; his petition presented the question of whether ALJs are officers of the United States and so are subject to the Appointments Clause. The Court granted the petition in January 2018 and set oral argument for April 23, 2018.