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An Approved Publication Arrangement (APA) is an entity authorized under the MiFID II directive to publish trade reports on behalf of investment firms, fulfilling requirements outlined in Article (4)(1)(52).
Markets in Financial Instruments Directive 2014 (2014/65/EU, commonly known as MiFID 2), [1] is a directive of the European Union (EU). Together with Regulation No 600/2014 it provides a legal framework for securities markets, investment intermediaries, in addition to trading venues.
Stock market equivalence is granted by the European Union to those countries whose stock markets are deemed to be 'equivalent' to those of the EU countries. On 3 January 2018, the EU implemented the "Markets in Financial Instruments Directive II" (colloquially known as "MiFID II") which required all European investment firms & traders to trade the shares of a company listed in the EU on a ...
The Article 4(1)(20) of Directive 2014/65/EU (MiFID II) considers "investment firms dealing on own account when executing client orders over the counter (OTC) on an organised, frequent, systematic and substantial basis" systematic internaliser and requires them to report their trades. [2]
The MiFID II text also includes further demands of buy side firms which will require buyers and sellers to review and revise the research procurement process. [10] The FCA has already issued a statement of “support” for ESMA's new policies for investment research and advising asset management firms to start making changes now to prepare ...
The MiFID II and MiFIR directives gave ESMA the responsibility of implementing technical standards in the financial markets. Its mandate includes investor protection and financial integrity and transparency with the Market abuse regulation (MAR), which is increasingly tied to ESG factors.
MarketAxess Holdings Inc. is an international financial technology company that operates an electronic trading platform for the institutional credit markets, [2] and also provides market data and post-trade services. [3]
In the EU, passporting is regulated under the several legislative acts – such as MiFID II – that have "authorisation clauses" often entailing "passporting rights" as well. [ 9 ] International Agreements: Imply mutual commitments between two or more jurisdictions aiming at the reduction of barriers to financial services provision.