When.com Web Search

Search results

1. Results From The WOW.Com Content Network

2. Canadian Investment Regulatory Organization - Wikipedia

   en.wikipedia.org/wiki/Canadian_Investment...

   CIRO was formed on January 1, 2023, through the merger of the Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association (MFDA) as the New Self-Regulatory Organization of Canada (New SRO). [5] On April 24, 2023, the name of the Canadian Investment Regulatory Organization (CIRO) was approved by its members. [6]

3. Investment Industry Regulatory Organization of Canada

   en.wikipedia.org/wiki/Investment_Industry...

   The organization set regulatory and investment industry standards. It also had quasi-judicial powers in that it held enforcement hearings and had the power to suspend, fine and expel members and registered representatives, such as advisors. [5] However, it has often been criticized by investor advocates as ineffective. [6]

4. How to find a financial advisor near you - AOL

   www.aol.com/finance/financial-advisor-near...

   2. Look into professional advisor organizations. If you don’t mind doing a little research, several organizations offer free databases you can use to find financial advisors.

5. List of financial regulatory authorities by jurisdiction

   en.wikipedia.org/wiki/List_of_financial...

   Office of the Superintendent of Financial Institutions (OSFI) ; Canada Deposit Insurance Corporation (CDIC) ; Financial Consumer Agency of Canada ; Canadian Investment Regulatory Organization (CIRO) ; Canadian Public Accountability Board (CPAB) Cayman Islands: Cayman Islands Monetary Authority: Central African Republic

6. How to choose a financial advisor: 4 tips for finding the ...

   www.aol.com/finance/choose-financial-advisor-6...

   Type of financial advisor. Overview. Robo-advisors – automates the investment process by building an investment portfolio based on your goals and risk tolerance. Typical cost: Typically around 0 ...

7. 7 warning signs that you may need to choose a new financial ...

   www.aol.com/finance/7-warning-signs-may-choose...

   Here’s how to find a match with an advisor in your area. 2. They don’t check in with you. Perhaps your financial advisor picks up the phone when you call, but do they check in with you? It’s ...