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Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.
Form 13F is required to be filed within 45 days of the end of a calendar quarter, or if that day falls on a Saturday, Sunday or holiday, the deadline is the next business day. So, for example, for positions held as of the end of December, Form 13F must be filed by February 14 (if it is not a Saturday, Sunday, or holiday).
The president also designates one of the commissioners as chairman, the SEC's top executive. Service may continue past term expiration [1] up to eighteen additional months. [2] This page is sorted by president and date of appointment; a second list sorts the page by SEC member's employment with private firms.
December 23, 2020 3 years, 233 days Trump – Elad Roisman (acting) Washington D.C. December 24, 2020 January 20, 2021 27 days Trump – Allison Lee (acting) Washington D.C. January 20, 2021 April 17, 2021 87 days Biden: 33 Gary Gensler: Maryland: April 17, 2021 January 20, 2025 3 years, 278 days Biden – Mark Uyeda (acting) California January ...
Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
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(August 2021) (Learn how and when to remove this message) This is a list of GIS data sources (including some geoportals ) that provide information sets that can be used in geographic information systems (GIS) and spatial databases for purposes of geospatial analysis and cartographic mapping.
Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions.