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  2. Mutual fund fees and expenses - Wikipedia

    en.wikipedia.org/wiki/Mutual_fund_fees_and_expenses

    Distribution and service fees are fees paid by the fund out of fund assets to cover the costs of marketing and selling fund shares and sometimes to cover the costs of providing shareholder services. They are also called 12b-1 fees after section 12 of the Investment Company Act of 1940. "Distribution fees" include fees to compensate brokers and ...

  3. Stockbroker - Wikipedia

    en.wikipedia.org/wiki/Stockbroker

    An individual employed by an investment firm must complete the National Institute of Securities Markets (NISM) exam and apply to SEBI for registration as an Investment Advisor. [15] Stock market advisory and research services are highly regulated in India. Only SEBI registered stock advisory and investment research analysts are allowed to do so.

  4. List of asset management firms - Wikipedia

    en.wikipedia.org/wiki/List_of_asset_management_firms

    An asset management company is an asset management / investment management company/firm that invests the pooled funds of retail investors in securities in line with the stated investment objectives. For a fee, the company/firm provides more diversification , liquidity , and professional management consulting service than is normally available ...

  5. How to Minimize Your Financial Advisor Fees - AOL

    www.aol.com/much-does-financial-advisor-cost...

    Fees vary from advisor to advisor. Here’s what you need to know to ensure you fully understand how much a financial advisor costs before hiring one.

  6. Ask an Advisor: My Advisor Charges a 2% But Doesn't ... - AOL

    www.aol.com/ask-advisor-advisor-charges-2...

    My advisor charges a 2% fee for financial advice. He does not provide tax advice. My portfolio is currently worth around $850,000. Does this fee sound appropriate? – Tim Without knowing the full ...

  7. How much does a financial advisor cost? - AOL

    www.aol.com/finance/much-does-financial-advisor...

    Why financial advisor fee structures matter. It’s important to understand the various fee structures financial advisors use because fees limit the investment returns you ultimately earn. You ...