When.com Web Search

  1. Ads

    related to: sample prospectus investment services llc

Search results

  1. Results From The WOW.Com Content Network
  2. Prospectus (finance) - Wikipedia

    en.wikipedia.org/wiki/Prospectus_(finance)

    A prospectus from the US. A prospectus, in finance, is a disclosure document that describes a financial security for potential buyers. It commonly provides investors with material information about mutual funds, stocks, bonds and other investments, such as a description of the company's business, financial statements, biographies of officers and directors, detailed information about their ...

  3. Securities offering - Wikipedia

    en.wikipedia.org/wiki/Securities_offering

    A bridge loan is a relatively small investment, short of a full-scale investment round, to help a company that would otherwise run out of money. A cram down is an investment in a struggling company by which the company's earlier investors and other owners are bought out entirely at a discounted price, or the value and terms of their securities ...

  4. Red herring prospectus - Wikipedia

    en.wikipedia.org/wiki/Red_herring_prospectus

    A red herring prospectus, as a first or preliminary prospectus, is a document submitted by a company (issuer) as part of a public offering of securities (either stocks or bonds). Most frequently associated with an initial public offering (IPO), this document, like the previously submitted Form S-1 registration statement, must be filed with the ...

  5. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Investors may use the prospectus to consider the merits of an offering and make educated investment decisions. A prospectus is one of the main documents used by an investor to research a company prior to an initial public offering . Other less detailed registration forms, such as Form S-3, may be used for certain registrations.

  6. List of asset management firms - Wikipedia

    en.wikipedia.org/wiki/List_of_asset_management_firms

    An asset management company is an asset management / investment management company/firm that invests the pooled funds of retail investors in securities in line with the stated investment objectives. For a fee, the company/firm provides more diversification , liquidity , and professional management consulting service than is normally available ...

  7. ARGI Investment Services, LLC Buys BTC iShares MSCI ... - AOL

    www.aol.com/news/argi-investment-services-llc...

    Louisville, KY, based Investment company ARGI Investment Services, LLC (Current Portfolio) buys BTC iShares MSCI Emerging Markets Multifactor ETF, Hartford Multifactor Developed Markets ...

  8. SPDR S&P 500 ETF Trust - Wikipedia

    en.wikipedia.org/wiki/SPDR_S&P_500_ETF_Trust

    SPY is structured as a unit investment trust (UIT), an investment company that does not have a portfolio manager or board of directors. [11] The trustee of the trust is State Street Global Advisors Trust Company and the sponsor is PDR Services LLC, a subsidiary of Intercontinental Exchange. [12]

  9. Tombstone (financial industry) - Wikipedia

    en.wikipedia.org/wiki/Tombstone_(financial_industry)

    Tombstone finalizing the purchase of American Motors by Chrysler from Renault that was completed by Lazard in 1987 [1]. A tombstone is a type of print notice that is most often used in the financial industry to formally announce a particular transaction, such as an initial public offering or placement of stock of a company.