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  2. Form 10-K - Wikipedia

    en.wikipedia.org/wiki/Form_10-K

    A Form 10-K is an annual report required by the U.S. Securities and Exchange Commission (SEC), that gives a comprehensive summary of a company's financial performance. . Although similarly named, the annual report on Form 10-K is distinct from the often glossy "annual report to shareholders", which a company must send to its shareholders when it holds an annual meeting to elect directors ...

  3. Form 10-K405 - Wikipedia

    en.wikipedia.org/wiki/Form_10-K405

    Form 10-K405 is an SEC filing to the US Securities and Exchange Commission (SEC) that indicates that an officer or director of a public company failed to file a Form 4 (or related Form 3 or Form 5) on time, in violation of Section 16 - meaning that they did not disclose their insider trading activities within the required time period.

  4. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    10-12G, 10-12G/A Initial general form for registration of a class of securities pursuant to section 12(g) (and amendment thereto) 10-D, 10-D/A Periodic distribution reports by Asset-Backed issuers pursuant to Rule 13a-17 or 15d-17 (and amendment thereto) 10-K, 10-K/A Annual report pursuant to section 13 and 15(d) (and amendment thereto)

  5. Ask a Fool: What Is a 10-K?

    www.aol.com/2012/09/22/what-is-a-10-k

    A 10-K is a financial document that all public companies file with the SEC each year. It's chock-full of investor must-haves, including financial statements and.

  6. Before You Cash Out Your 401(k), Follow This Checklist

    www.aol.com/finance/cash-401-k-checklist...

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  7. Form 10-Q - Wikipedia

    en.wikipedia.org/wiki/Form_10-Q

    Form 10-Q, (also known as a 10-Q or 10Q) is a quarterly report mandated by the United States federal Securities and Exchange Commission, to be filed by publicly traded corporations. Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 , the 10-Q is an SEC filing that must be filed quarterly with the US Securities and Exchange ...

  8. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...

  9. 10K - Wikipedia

    en.wikipedia.org/wiki/10K

    10-K Thirst Quencher, a sports drink; Form 10-K, a form used by the Securities and Exchange Commission; 10K, la década robada, Argentine book by Jorge Lanata; 10K Plan, a plan by Jerry Brown to attract 10,000 new residents to Oakland, California; 10K, character in Z Nation