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In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services.
(An individual or company in Canada who trades or underwrites securities, or provides investment advice, must register annually with one or more provincial securities regulators.) Created to replace the original paper form system, the NRD increases the efficiency of information filing and sharing between provincial security regulators.
The Office of the Superintendent of Financial Institutions (OSFI; French: Bureau du surintendant des institutions financières, BSIF) is an independent agency of the Government of Canada reporting to the Minister of Finance created "to contribute to public confidence in the Canadian financial system". [1]
1 area without a constitutionally defined status: [av] South Ossetia [aw] 1 city with special status: Tbilisi: 10 districts (raions) Germany: Federal 16 states (Länder): [ax] Baden-Württemberg Bavaria Hesse North Rhine-Westphalia: 19 administrative districts (Regierungsbezirke) 3 special regional associations (Kommunalverbände besonderer Art ...
The CAMELS rating is a supervisory rating system originally developed in the U.S. to classify a bank's overall condition. It is applied to every bank and credit union in the U.S. and is also implemented outside the U.S. by various banking supervisory regulators.
IIROC was formed on June 1, 2008, through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. (RS). The Bond Dealers Section of the Toronto Board of Trade was formed in 1916 as a trade organization to coordinate financing of Canada's war effort. It was renamed the Investment Dealers Association ...
[3] When a German company has 500–2,000 employees, the workers select one-third of the supervisory board. [4] When it comes to internal elections the chairman of the supervisory board, the Aufsichtsratsvorsitzender, has two votes in case of a draw. [5] The supervisory board, in theory, is intended to provide a monitoring role. However, the ...
The FSS is hosting such regular events as Heart-to-Heart Talk [8] and Campus Talk on Finance [9] in its efforts to share thoughts and increase direct communication with financial consumers and markets. The FSS has set up five objectives for this year's supervisory guidelines and they are as follows. 1.Stabilizing Financial System