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Form 10-K405 is an SEC filing to the US Securities and Exchange Commission (SEC) that indicates that an officer or director of a public company failed to file a Form 4 (or related Form 3 or Form 5) on time, in violation of Section 16 - meaning that they did not disclose their insider trading activities within the required time period.
Form 10-Q, much briefer, is filed after each of the three quarters that do not have a 10-K filing. Form 8-K covers special material events that occur between 10-K and 10-Q filings. A substantial number of firms filed their 10-K as a Form 10-K405 during the late 1990s and early 2000s (decade). A 10-K405 is a 10-K where the Regulation S-K Item ...
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT (Amendment) NT 10-Q ... Form 10-K405; Form suffixes. Suffix
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In 1994, Lincoln Management was reorganized as Fitzgeralds Gaming Corp. in preparation for a potential initial public offering. [21] [22] The IPO was canceled, however, in 1995, because of weak stock market demand for mid-size casino companies.
Knall would settle with the SEC in December 2007 in exchange for a one-year suspension and agreed to pay $123,865 in fines and restitution. [10] Nonetheless, as a result of the Knall group's departure in 2005, McD was forced to cut a deal with Stifel to dispose of a costly lease for the northside Indianapolis offices Knall had occupied.
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THQ Inc. was an American video game company based in Agoura Hills, California.It was founded in April 1990 by Jack Friedman, originally in Calabasas, and became a public company the following year through a reverse merger takeover.