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The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature ...
Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...
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One happy beagle is bundling up and spending a warm and cozy Christmas with his new family this holiday season. Meet Copper, an 8-year-old beagle who was recently adopted by PETA staffers ...
The examination is designed to qualify candidates as securities agents in the United States; nearly all states require individuals to pass the Series 63 as a condition of state registration. The Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination.
College Football Playoff: Notre Dame beats Penn State 27-24 on late field goal. Nick Bromberg. January 9, 2025 at 9:23 PM. Notre Dame is playing for a national title for the first time in 12 seasons.