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  2. 'Material weaknesses' at New York Community Bancorp sting ...

    www.aol.com/finance/material-weaknesses-york...

    After disclosing “material weaknesses” in its controls — as the bank put it in a February SEC filing under new CEO Alessandro DiNello — the bank suffered several headaches, including the ...

  3. Model Audit Rule 205 - Wikipedia

    en.wikipedia.org/wiki/Model_Audit_Rule_205

    The Model Audit Rule 205, Model Audit Rule, or MAR 205 are the commonly applied terms for the Annual Financial Reporting Model Regulation. [1] Model Audit Rule is a financial reporting regulation applicable to insurance companies, and borrows significantly from the Sarbanes Oxley Act of 2002 (see ‘key sections’ below).

  4. Barclays finds 'material weakness' in internal controls after ...

    www.aol.com/news/barclays-refiles-accounts...

    Barclays said on Monday it had identified a single "material weakness" in its internal control processes, as it refiled its accounts with U.S. regulators after a blunder led it to issue more ...

  5. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    This level of assurance is required because a material weakness must be disclosed if there is a "reasonably possible" or "probable" possibility of a material misstatement of a significant account. Even though multiple controls may bear on the risk, only those that address it as defined above are included in the assessment.

  6. Statements on Auditing Standards (United States) - Wikipedia

    en.wikipedia.org/wiki/Statements_on_Auditing...

    Required Communication of Material Weaknesses in Internal Accounting Control full-text: August 1977 21: Segment Information full-text: December 1977 22: Planning and Supervision full-text: March 1978 23: Analytical Review Procedures full-text: October 1978 24: Review of Interim Financial Information full-text: March 1979 25

  7. UPDATE 1-Barclays finds 'material weakness' in internal ... - AOL

    www.aol.com/news/1-barclays-finds-material...

    Barclays said on Monday it had identified a single "material weakness" in its internal control processes, as it refiled its accounts with U.S. regulators after a blunder led it to issue more ...

  8. Entity-level control - Wikipedia

    en.wikipedia.org/wiki/Entity-Level_Control

    Entity-level controls have a pervasive influence throughout an organization. If they are weak, inadequate, or nonexistent, they can produce material weaknesses relating to an audit of internal control and material misstatements in the financial statements of the company.

  9. UPDATE 3-ProPetro confirms U.S. SEC probe, accounting weaknesses

    www.aol.com/news/1-propetro-confirms-u-sec...

    Oilfield services firm ProPetro Holding Corp on Wednesday said a board investigation had uncovered material weaknesses in its financial controls and an undisclosed related-party transaction with ...