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A stock transfer agent, transfer agent, share registry or transfer agency is an entity, usually a third-party firm unrelated to security transactions, that manages the change in ownership of company stock or investment fund shares, maintains a register of ownership and acts as paying agent for the payment of dividends and other distributions to investors.
Electronic ticker monitor display, showing the bid and offer status of securities. Securities market participants in the United States include corporations and governments issuing securities, persons and corporations buying and selling a security, the broker-dealers and exchanges which facilitate such trading, banks which safe keep assets, and regulators who monitor the markets' activities.
Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 TA-1/A Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 (Amendment) TA-2 Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 TA-2/A
Stock transfer may be: Stock transfer agent , an individual or organisation involved in transferring the name and certificate of one master shareholder of stock to another. Stock transfer (housing) , the process in which ownership of council housing is transferred to a housing association.
Certificate for a share in Kennet and Avon Canal Navigation, Great Britain, 1808. In corporate law, a stock certificate (also known as certificate of stock or share certificate) is a legal document that certifies the legal interest (a bundle of several legal rights) of ownership of a specific number of shares (or, under Article 8 of the Uniform Commercial Code in the United States, a ...
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This new system was a type of book-entry direct registration system (DRS) operated by a stock transfer agent. This concept would allow any retail investor who wants his or her securities to be registered directly on the books of the issuer, but does not necessarily want to receive a certificate, to register those securities in book-entry form ...