Ads
related to: sec form ta-1 application for service contract template copy and paste- Document Signing
Easily Create An e Signature & Sign
Documents Securely Online. Try Now!
- Event Planner Contracts
Contracts That Get Signed Fast
Lawyer Approved Templates
- Get Proposal Templates
Invoices, Agreements & Payments.
Create Seamless Client Experiences.
- Online Contracts
Try Out Smart Contracts
Get Paid Fast
- Start a Free Trial Today
Signup for a Free Trial - No CC Req
Get a Free Demo of Our Features.
- Consultant Contracts
Easy-To-Use Contracts For Your
Consulting Business. Start For Free
- Document Signing
legal.thomsonreuters.com has been visited by 10K+ users in the past month
rocketlawyer.com has been visited by 100K+ users in the past month
Search results
Results From The WOW.Com Content Network
TA-1 Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 TA-1/A Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 (Amendment) TA-2 Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 TA-2/A
Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. [8]To achieve its mandate, the SEC enforces the statutory requirement that public companies and other regulated entities submit quarterly and annual reports, as well as other periodic disclosures.
Main page; Contents; Current events; Random article; About Wikipedia; Contact us; Donate; Help; Learn to edit; Community portal; Recent changes; Upload file
Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.
Shelf registration is a process authorized by the U.S. Securities and Exchange Commission under Rule 415 that allows a single registration document to be filed by a company that permits the issuance of multiple securities. Form S-3 issuers may use shelf registration to register securities that will be offered on an immediate, continuous or ...