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The Canadian Securities Transition Office (French: Bureau de transition canadien en valeurs mobilières) is a federal organization that was created to assist in the establishment of a Canadian securities regulation regime and a Canadian regulatory authority. [21]
Bank of Uganda ; Capital Markets Authority (CMA) ; Insurance Regulatory Authority of Uganda: Ukraine: National Securities and Stock Market Commission (NSSMC) United Arab Emirates: Central Bank of the UAE ; Securities and Commodities Authority (SCA) ; Insurance Authority (IA) United Kingdom: Prudential Regulation Authority (PRA) ;
The System for Electronic Document Analysis and Retrieval (SEDAR) [12] is a mandatory, electronic document filing and retrieval system that allows listed Canadian public companies to report their securities-related information with Canada's securities regulation authorities. It is operated and administered by CGI Information Systems and ...
Early 1960s – Porter Royal Commission reviewed structural and operational issues affecting the financial system and financial institutions in Canada. The commission's report concluded the financial system was sound, but developments had moved beyond the current state of laws and regulatory practices.
CIRO was formed on January 1, 2023, through the merger of the Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association (MFDA) as the New Self-Regulatory Organization of Canada (New SRO). [5] On April 24, 2023, the name of the Canadian Investment Regulatory Organization (CIRO) was approved by its members. [6]
Investment Industry Regulatory Organization of Canada; L’Organisme canadien de réglementation du commerce des valeurs mobilières: Abbreviation: IIROC/OCRCVM: Formation: 2008: Type: Organizations based in Canada: Legal status: active: Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi ...
Securities and exchange commissions of Canada (6 P) Pages in category "Financial regulatory authorities of Canada" The following 16 pages are in this category, out of 16 total.
The Ontario Securities Commission (OSC; French: Commission des valeurs mobilières de l’Ontario) is a regulatory agency which administers and enforces securities legislation in the Canadian province of Ontario. The OSC is an Ontario Crown agency which reports to the Ontario legislature through the Minister of Finance.