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The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. [3] It focuses on the regulation of conduct by both retail and wholesale financial services firms. [4] Like its predecessor the FSA, the FCA is structured as a company limited by guarantee. [5]: 140
Financial Supervisory Authority (AMF) Algeria: Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) Andorra: Andorran Financial Authority (AFA) Angola: Capital Markets Commission (CMC) ; Agência Angolana de Regulação e Supervisão de Seguros (ARSEG) Anguilla: Eastern Caribbean Central Bank ; Financial Services ...
It is an operationally independent body, set up under the Financial Services and Markets Act 2000 and funded by a levy on authorised financial services firms. The rules of the FSCS are made by the Financial Conduct Authority (FCA) and are contained in its handbook. [2] The FSCS board of directors is appointed by and ultimately accountable to ...
The Financial Conduct Authority gathered data from 34 banking firms to better understand bank account closures and access.
Mills moved to the Financial Conduct Authority in November 2018 as director of competition with responsibilities around competition in the financial industry and anti-competitive behaviour. He supported development of open banking systems for companies to share information about customers to provide more access to financial advice with the ...
The Financial Conduct Authority Handbook is a set of rules required to be followed by banks, insurers, investment businesses and other financial services in the United Kingdom under the Financial Services and Markets Act 2000. It is administered by the Financial Conduct Authority in London.
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Rathi worked for HM Treasury from 2009 to 2014, and was director of the financial services group, leading the UK's EU and international financial services interests. [ 5 ] [ 6 ] In May 2014, Rathi joined the London Stock Exchange (LSE) as chief of staff and director of international development, and in 2015, was appointed CEO, working under ...