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  2. Uniform Combined State Law Exam - Wikipedia

    en.wikipedia.org/.../Uniform_Combined_State_Law_Exam

    A score of at least 73% on the Series 66 exam is needed to pass and become eligible for registration as a Registered Investment Adviser Representative. Prior to July 1, 2016, candidates had to attain scores of 75% in order to pass and prior to January 1, 2010, candidates had to attain scores of 71% in order to pass.

  3. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 65 – Uniform Investment Adviser Law Exam* Series 66 – Uniform Combined State Law Exam (Combined 63 and 65)* Series 72 – Government Securities ...

  4. Uniform Securities Agent State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Securities_Agent...

    The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA). The examination is designed to qualify candidates as securities agents in the United States; nearly ...

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