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  2. Public Company Accounting Oversight Board - Wikipedia

    en.wikipedia.org/wiki/Public_Company_Accounting...

    The Public Company Accounting Oversight Board (PCAOB) is a nonprofit corporation created by the Sarbanes–Oxley Act of 2002 to oversee the audits of US-listed public companies. The PCAOB also oversees the audits of broker-dealers , including compliance reports filed pursuant to federal securities laws, to promote investor protection.

  3. Late fee - Wikipedia

    en.wikipedia.org/wiki/Late_fee

    A late fee, also known as an overdue fine, late fine, or past due fee, is a charge fined against a client by a company or organization for not paying a bill or returning a rented or borrowed item by its due date.

  4. Holding Foreign Companies Accountable Act - Wikipedia

    en.wikipedia.org/wiki/Holding_Foreign_Companies...

    As required by the bill, the SEC started publishing in March 2022 a provisional list of foreign issuers that the PCAOB is unable to audit. [10] Days later on 2 April, China Securities Regulatory Commission announced a proposed removal to a requirement that on-site inspections of Chinese companies with foreign listings can only be conducted by ...

  5. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    Public Company Accounting Oversight Board (PCAOB) ; Financial Crimes Enforcement Network (FinCEN) ; Conference of State Bank Supervisors (CSBS) and state-level bank supervisors ; National Association of Insurance Commissioners (NAIC) and state-level insurance supervisors; Uruguay: Central Bank of Uruguay ; Superintendencia de Servicios ...

  6. Generally Accepted Auditing Standards - Wikipedia

    en.wikipedia.org/wiki/Generally_Accepted...

    In the United States, the Public Company Accounting Oversight Board develops standards (Auditing Standards or AS) for publicly traded companies since the 2002 passage of the Sarbanes–Oxley Act; however, it adopted many of the GAAS initially. The GAAS continues to apply to non-public/private companies.

  7. List of accountancy bodies - Wikipedia

    en.wikipedia.org/wiki/List_of_accountancy_bodies

    This is a list of the various professional bodies and organisations that seek to provide regulation and oversight over individuals and firms operating in the accountancy industry. Accounting standard-setting bodies

  8. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    The PCAOB release superseded the existing PCAOB Auditing Standard No. 2, while the SEC guidance is the first detailed guidance for management specifically. PCAOB reorganized the auditing standards as of December 31, 2017, with the relevant SOX guidance now included under AS2201: An Audit of Internal Control Over Financial Reporting That is ...

  9. List of FASB pronouncements - Wikipedia

    en.wikipedia.org/wiki/List_of_FASB_pronouncements

    Accounting for Nonrefundable Fees and Costs Associated with Originating or Acquiring Loans and Initial Direct Costs of Leases—an amendment of FASB Statements No. 13, 60, and 65 and a rescission of FASB Statement No. 17: December 1986: Amended by SFAS No. 98 92: Regulated Enterprises-Accounting for Phase-in Plans—an amendment of FASB ...